Kapstone Consultants

ABOUT US

Kapstone Consultants, led by founding Managing Director Mark Brooks, is expert in the development and distribution of banking products through retail brokerage and wealth management firms.

Who are our clients?
Our clients include major financial institutions serving the consumer and small business markets: broker/dealers, bank brokerages, wealth management firms and financial planning firms throughout the United States.

What is our expertise?
We support our clients from strategy to execution with results-oriented consulting services, including:

How are we different?
Thanks to our hands-on experience as senior executives in the same position as our clients, Kapstone Consultants are able to focus on key issues from day one, and drive business results. Clients tell us they value our ability to apply our expertise to their specific situation, resolve business problems and accelerate implementation.

What is our track record?
Our senior team members have had leadership positions with major firms such as Ameriprise, Citibank and Merrill Lynch. They have first hand experience driving change through large organizations, building new businesses and bringing new products to market. As consultants, they have served a number of major organizations on critical assignments. Recent Engagements demonstrate our focus on results-oriented assignments in our area of expertise. Learn more about our Services or Contact Our Team to find out how we can be of help.

“Kapstone Consultants gave us the confidence
we needed to enter
this market.”

- Executive Director,
Leading full service brokerage firm